-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FEYNUxJeUb5vhcUgtjF9lf2zCJyMY6Cyb6mMo9zObD/fp50mf+mExn3FwqkPchXN 7JcyFJ7vC7w8xcMs/E0TJA== 0001036050-97-000242.txt : 19970509 0001036050-97-000242.hdr.sgml : 19970509 ACCESSION NUMBER: 0001036050-97-000242 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970508 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRYN MAWR BANK CORP CENTRAL INDEX KEY: 0000802681 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232434506 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39359 FILM NUMBER: 97597927 BUSINESS ADDRESS: STREET 1: 801 LANCASTER AVE CITY: BRYN MAWR STATE: PA ZIP: 19010 BUSINESS PHONE: 6105251700 MAIL ADDRESS: STREET 1: 801 LANCASTER AVE CITY: BRYN MAWR STATE: PA ZIP: 190103396 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONNELL GEORGE W CENTRAL INDEX KEY: 0000940430 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER SUITE 420 STREET 2: C/O RITTENHOUSE FINANCIAL SERVICES CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6109719300 MAIL ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 420 CITY: RADNOR STATE: PA ZIP: 19087-4599 SC 13D/A 1 SCHEDULE 13D ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response.......14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* - Bryn Mawr Bank Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $1 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 117665-10-9 -------------------------------------------------------------------- (CUSIP Number) Robert D. Denious Drinker Biddle & Reath LLP 1100 PNB Building, 1345 Chestnut Street, Philadelphia, Pennsylvania 19107-3496 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 6, 1997 -------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with the statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ----------------------------- ------------------------------ CUSIP No. 117665-10-9 Page 2 of 4 Pages ---------------- --------- ------- - ----------------------------- ------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON George W. Connell - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 133,120 NUMBER OF --------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH --------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 133,120 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 133,120 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDE OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 3 of 4 Pages This statement amends and supplements the statement on Schedule 13D filed with the Securities and Exchange Commission by George W. Connell on March 8, 1995 with respect to Mr. Connell's ownership of the Common Stock, par value $1 per share (the "Shares"), of Bryn Mawr Bank Corporation, a Pennsylvania corporation (the "Issuer"). Item 3. Source and Amount of Funds or Other Consideration. - ------ ------------------------------------------------- As of the date of this statement, Mr. Connell beneficially owns an aggregate of 133,120 Shares purchased for total consideration (including mark- ups) of $729,418.84. Mr. Connell acquired such Shares by using personal funds. Item 5. Interest in Securities of the Issuer. - ------ ------------------------------------ (a) As of the date of this statement, Mr. Connell beneficially owns 133,120 Shares, constituting 6.0% of the Issuer's issued and outstanding Shares, based upon an aggregate of 2,205,665 shares of Common Stock of the Issuer issued and outstanding (as set forth in the Annual Report on Form 10-K of the Issuer for the fiscal year ended December 31, 1996). (b) Mr. Connell has sole power to vote or direct the vote and sole power to dispose or to direct the disposition of the subject Shares. (c) During the past 60 days, Mr. Connell effected seven transactions in the Shares. On March 6, 1997, Mr. Connell purchased in the open market 1,000 Shares for $34.14 per Share (including mark-ups) for a total consideration of $34,143.50. On March 7, 1997, Mr. Connell purchased in the open market 1,000 Shares for $34.28 per Share (including mark-ups) for a total consideration of $34,278.50. On March 19, 1997, Mr. Connell purchased in the open market 1,000 Shares for $34.54 per Share (including mark-ups) for a total consideration of $34,543.50. On April 10, 1997, Mr. Connell purchased in the open market 1,000 Shares for $35.56 per Share (including mark-ups) for a total consideration of $35,562.84. On April 15, 1997, Mr. Connell purchased on the open-market 1,000 Shares for $35.04 per Share (including mark-ups) for a total consideration of $35,043.50. On April 18, 1997, Mr. Connell purchased in the open market 2,000 Shares for $34.50 per Share (including mark-ups) for a total consideration of $69,000. On May 6, 1997, Mr. Connell purchased Page 4 of 4 Pages in the open market 5,000 Shares for $33.75 per Share (including mark-ups) for a total consideration of $168,750. (d) Not Applicable. (e) Not Applicable. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ George W. Connell ----------------------------------- May 7, 1997 George W. Connell -----END PRIVACY-ENHANCED MESSAGE-----